Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Anthony? Claim Your ProfileAnthony Massa is a financial professional with over two decades of experience in the securities industry. Currently, Anthony is registered with Mizuho Securities USA LLC. Previously, Anthony was registered with CITIC SECURITIES INTERNATIONAL USA, LLC, CLSA AMERICAS, LLC, CREDIT AGRICOLE SECURITIES (USA) INC., and MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED. Anthony holds several professional licenses including Series 7, Series 24, Series 4, Series 55, Series 57TO, Series 79TO, Series 99TO and Series 63.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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NY
08/15/2023 - Present
Mizuho Securities USA LLC (NEW YORK NY)
NY
06/06/2017 - 08/09/2023
CITIC SECURITIES INTERNATIONAL USA, LLC (New York NY)
NY
02/15/2013 - 08/09/2023
CLSA AMERICAS, LLC (NEW YORK NY)
NY
06/28/2016 - 09/09/2016
CITIC SECURITIES INTERNATIONAL USA, LLC (New York NY)
NY
09/12/2007 - 08/29/2013
CREDIT AGRICOLE SECURITIES (USA) INC. (NEW YORK NY)
NY
04/07/2011 - 09/20/2012
CREDIT AGRICOLE CHEUVREUX NORTH AMERICA, INC. (NEW YORK NY)
NY
07/10/1998 - 04/05/2004
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
BC
Issued 07/30/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/20/2007
Series 24 - General Securities Principal Examination
BC
Issued 10/30/2007
Series 14 - Compliance Officer Examination
BC
Issued 06/26/2000
Series 4 - Registered Options Principal Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/06/2007
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 07/09/1998
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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