Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Anthony? Claim Your ProfileAnthony Kong is an Investment Advisor Representative and Registered Representative with Avantax Advisory Services. Anthony has been in the financial services industry since July 2001. Anthony has a Series 66, Series 7 and SIE license. Anthony also holds a Certified Public Accountant (CPA) license. Anthony's previous experience includes working with 1st Global Capital Corp., Avantax Insurance Services, Inc., and PK Financial Strategies, LLC. Anthony specializes in providing financial planning, portfolio management for individuals and businesses, educational seminars, and selection of other advisers. Anthony is registered with the state of Arizona as an Investment Advisor Representative. Anthony is also registered in Texas as an Investment Advisor Representative.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Solicitor referral services to third-party investment managers; participant enrollment meetings
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Solicitor fees
1
2
AZ
02/06/2024 - Present
Avantax Advisory Services (PHOENIX AZ)
AZ
07/06/2001 - 10/25/2019
1ST GLOBAL CAPITAL CORP. (PHOENIX AZ)
BOTH
Issued 08/14/2001
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/05/2001
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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