Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Anthony? Claim Your ProfileAnthony Fagella is a financial advisor with over 30 years of experience in the industry. Anthony currently works with Raymond James & Associates, Inc. Anthony's previous experience includes time with DEUTSCHE BANK SECURITIES INC. and LEHMAN BROTHERS INC. Anthony is registered in multiple states and holds licenses such as the Series 7, Series 9, Series 10, Series 63, and Series 65. Anthony can help with various investment needs, including financial planning, portfolio management, and selection of other advisors.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CT
09/06/2016 - Present
Raymond James & Associates, Inc. (Greenwich CT)
CT
12/07/2001 - 09/06/2016
DEUTSCHE BANK SECURITIES INC. (GREENWICH CT)
NY
08/27/1990 - 12/11/2001
LEHMAN BROTHERS INC. (NEW YORK NY)
IA
Issued 12/05/1995
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/14/1990
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/02/2024
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/25/2024
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/23/1990
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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