Unclaimed
Anthony Marino is a financial advisor with Ameriprise Financial Services, LLC. Anthony has been in the financial services industry since 1995 and is registered in 37 states as a broker and 2 states as an investment advisor. Anthony has a variety of licenses and designations, including the Series 7, 24, 28, 52, 53, 63, 65, 99TO and SIE. Anthony also works with Ridgewood Associates Inc. NJ and MetLife Securities Inc. Anthony can provide a variety of financial services, including financial planning, asset allocation, portfolio management, and educational seminars.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
NJ
04/16/2016 - Present
Ameriprise Financial Services, LLC (FLORHAM PARK NJ)
NJ
02/15/2013 - 04/12/2016
METLIFE SECURITIES INC. (PARAMUS NJ)
NJ
08/17/1995 - 03/15/2013
RIDGEWOOD ASSOCIATES INC. NJ (PARAMUS NJ)
IA
Issued 12/17/1996
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/09/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/23/2004
Series 53 - Municipal Securities Principal Examination
BC
Issued 06/03/2003
Series 28 - Introducing Broker/Dealer Financial Operations Principal Examination
BC
Issued 02/22/2001
Series 4 - Registered Options Principal Examination
BC
Issued 03/13/1998
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/16/1995
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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