Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Anthony? Claim Your ProfileAnthony Pereira is a financial advisor with over 15 years of experience in the industry. Anthony currently works with Charles Schwab & CO., Inc. and has worked with a number of other firms throughout their career, including AXA ADVISORS, LLC and OLDE DISCOUNT CORPORATION. Anthony is registered in a variety of states and holds multiple licenses and certifications, including the Series 63, 66, 7, 9, 10, and 52, as well as the SIE exam. Anthony is also a Certified Financial Planner. Anthony specializes in providing financial planning services and manages investment portfolios.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Wrap fee program sponsor and financial planning advisor referral program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Asset based fees for wrap pgrms & subsc pricing for fin planning
1
2
NY
04/22/2021 - Present
Charles Schwab & CO., Inc. (Poughkeepsie NY)
CT
11/17/2016 - 01/30/2017
AXA ADVISORS, LLC (STAMFORD CT)
TX
07/28/1999 - 12/08/2004
CHARLES SCHWAB & CO., INC. (WESTLAKE TX)
MI
01/08/1997 - 07/15/1999
OLDE DISCOUNT CORPORATION (DETROIT MI)
BOTH
Issued 02/13/2017
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/13/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/24/2000
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 05/23/2000
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/17/2016
Series 7 - General Securities Representative Examination
BC
Issued 01/07/1997
Series 52 - Municipal Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
Not sure Anthony Pereira is the right advisor for you? Invested Better is here to help.
