Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Anthony? Claim Your ProfileAnthony Mancini is a financial advisor with UBS Financial Services Inc. Anthony is based in New York, NY and has been in the industry since February 14, 1995. Anthony has held positions at several firms including Jefferies LLC, Oppenheimer & Co. Inc., TD Securities (USA) LLC, Lebenthal & Co., LLC, Morgan Stanley & Co., Incorporated and J.P. Morgan Securities Inc. Anthony holds the Series 3, Series 4, Series 7, Series 52TO, Series 53, and Series 63 licenses, as well as the SIE exam.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
NY
05/02/2018 - Present
UBS Financial Services Inc. (New York NY)
NY
06/23/2016 - 05/10/2018
JEFFERIES LLC (NEW YORK NY)
NY
01/08/2016 - 06/16/2016
OPPENHEIMER & CO. INC. (NEW YORK NY)
NY
01/04/2010 - 10/06/2015
TD SECURITIES (USA) LLC (NEW YORK NY)
NY
09/09/2008 - 01/05/2010
LEBENTHAL & CO., LLC (NEW YORK NY)
NY
08/17/2005 - 03/28/2008
MORGAN STANLEY & CO., INCORPORATED (NEW YORK NY)
NY
05/01/2001 - 08/05/2005
J.P. MORGAN SECURITIES INC. (NEW YORK NY)
NY
05/17/1994 - 05/01/2001
J.P. MORGAN SECURITIES INC. (NEW YORK NY)
BC
Issued 06/06/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/19/2010
Series 53 - Municipal Securities Principal Examination
BC
Issued 01/20/2009
Series 4 - Registered Options Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/18/2007
Series 3 - National Commodity Futures Examination
BC
Issued 05/16/1994
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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