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Anthony M Pandolfi

Muriel Siebert & CO., LLC

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About Anthony M Pandolfi

Anthony Pandolfi is a financial professional with over 10 years of experience in the industry. Anthony is currently registered with Muriel Siebert & Co., LLC, where Anthony has been employed since January 2021. Anthony previously worked at Northwestern Mutual Investment Services, LLC and MetLife Securities Inc.. Anthony is a Series 63, Series 66, Series 7, Series 24, and Series 7TO licensed professional, and holds the SIE certification. Anthony is licensed in 28 states, including Alabama, Alaska, Arkansas, California, Colorado, Connecticut, District of Columbia, Florida, Georgia, Illinois, Indiana, Iowa, Maryland, Massachusetts, Michigan, Nebraska, Nevada, New Hampshire, New Jersey, New York, North Carolina, Pennsylvania, Rhode Island, Tennessee, Texas, Washington, West Virginia, and Wisconsin.

Firm Information

Anthony Pandolfi is currently registered with Muriel Siebert & CO., LLC. Muriel Siebert & CO., LLC is a Limited Liability Company, formed on January 1, 2024. The firm is registered in all 50 states, the District of Columbia, and Puerto Rico, with a total of 53 approved registrations.

Not reported

Assets Under Management

Not reported

Total Clients

39

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Anthony Pandolfi’s Registration & Firm History

NY

01/20/2021 - Present

Muriel Siebert & CO., LLC (NEW YORK NY)

NY

03/16/2019 - 01/06/2021

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (NEW YORK NY)

NY

01/20/2012 - 04/04/2013

METLIFE SECURITIES INC. (MIDDLETOWN NY)

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Licenses & Designations

BC

Issued 05/14/2019

Series 63 - Uniform Securities Agent State Law Examination

BOTH

Issued 02/17/2012

Series 66 - Uniform Combined State Law Examination

BC

Issued 06/11/2022

Series 24 - General Securities Principal Examination

BC

Issued 03/16/2019

Series 7TO - General Securities Representative Examination

BC

Issued 02/03/2019

SIE - Securities Industry Essentials Examination

BC

Issued 01/19/2012

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

NYSE American LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Anthony M Pandolfi.
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