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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Anthony? Claim Your ProfileAnthony M. Duggan is an Investment Advisor Representative at Merrill Lynch, Pierce, Fenner & Smith Inc. Anthony has been in the securities industry since October 2004. Anthony has a Series 7, Series 66 and SIE license and has registrations in 34 states. Anthony is a member of FINRA. Anthony can provide advisory services such as performance measurement reports, allocation modeling, IPS, research reports and services, selection of other advisors, portfolio management for businesses and individuals, educational seminars, and pension consulting. Anthony has previous employment with Bank of America, NA. Anthony has 32 approved state registrations and two approved IA state registrations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
OH
07/10/2014 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (CINCINNATI OH)
BOTH
Issued 11/05/2004
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/14/2004
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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