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Anthony Lorenzo Rogers

Nylife Securities LLC

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About Anthony Lorenzo Rogers

Anthony Lorenzo Rogers is a financial advisor with Nylife Securities LLC and has been in the financial services industry since 1989. Anthony holds the Series 6, 7, 24, 26, 63 and 65 licenses and is registered in California and Florida. Anthony's previous employers include PARK AVENUE SECURITIES LLC, HORNOR, TOWNSEND & KENT, INC., NATIONWIDE SECURITIES, LLC, 1717 CAPITAL MANAGEMENT COMPANY, METLIFE SECURITIES INC., and METROPOLITAN LIFE INSURANCE COMPANY.

Firm Information

Anthony Rogers is currently registered with Nylife Securities LLC. Nylife Securities LLC is a Limited Liability Company formed in 2007, registered in 51 states and the SEC. The firm has been involved in 13 regulatory events and 7 arbitrations.

Not reported

Assets Under Management

Not reported

Total Clients

4,464

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Anthony Rogers’s Registration & Firm History

FL

03/13/2015 - Present

Nylife Securities LLC (MIAMI FL)

FL

03/01/2010 - 02/11/2015

PARK AVENUE SECURITIES LLC (MIAMI FL)

FL

09/02/2008 - 02/25/2010

HORNOR, TOWNSEND & KENT, INC. (PALMETTO BAY FL)

FL

08/01/2008 - 09/03/2008

NATIONWIDE SECURITIES, LLC (MIAMI FL)

FL

12/20/2006 - 08/01/2008

1717 CAPITAL MANAGEMENT COMPANY (MIAMI FL)

FL

06/27/1989 - 12/18/2006

METLIFE SECURITIES INC. (CORAL GABLES FL)

FL

06/27/1989 - 12/18/2006

METROPOLITAN LIFE INSURANCE COMPANY (CORAL GABLES FL)

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Licenses & Designations

IA

Issued 12/23/2009

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 12/03/1991

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 08/27/2001

Series 24 - General Securities Principal Examination

BC

Issued 09/29/1998

Series 26 - Investment Company Products/Variable Contracts Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 01/06/2001

Series 7 - General Securities Representative Examination

BC

Issued 06/26/1989

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are 3 public disclosures for Anthony Lorenzo Rogers. Review regulatory record here.
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