Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Anthony? Claim Your ProfileAnthony Lopez is a financial professional with over six years of experience in the financial services industry. Anthony is currently registered with ADP Broker-Dealer, Inc. and holds licenses for Series 6, 7TO, 63, and 66 exams. Previously, Anthony was associated with WELLS FARGO CLEARING SERVICES, LLC in COVINA, CA. Anthony is licensed to provide investment advice and sell securities in all 50 states, as well as the Virgin Islands.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NJ
01/31/2022 - Present
ADP Broker-Dealer, Inc. (FLORHAM PARK NJ)
CA
11/04/2016 - 02/04/2022
WELLS FARGO CLEARING SERVICES, LLC (COVINA CA)
BOTH
Issued 12/01/2020
Series 66 - Uniform Combined State Law Examination
BC
Issued 03/22/2017
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/28/2020
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/04/2016
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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