Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Anthony? Claim Your ProfileAnthony Maiuolo is a financial professional with over 15 years of experience in the financial services industry. Anthony is registered with MML Investors Services, LLC and holds the Series 7, 24, 63 and 65 licenses. Anthony also holds the Certified Financial Planner and Chartered Financial Consultant designations. Anthony has previously held positions with several other firms including MSI Financial Services, Inc., National Securities Corporation, John Thomas Financial, Gunnallen Financial, Inc and S.W. Bach & Company. Anthony specializes in providing a variety of financial services including asset allocation programs, financial planning, pension consulting, educational seminars, and portfolio management for businesses and individuals. Anthony's dedication to providing comprehensive financial advice and guidance has earned him a strong reputation among his clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation programs
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Solicitors fees
1
2
NY
06/07/2017 - Present
MML Investors Services, LLC (ELMSFORD NY)
NY
04/08/2016 - 03/25/2017
MSI FINANCIAL SERVICES, INC. (ELMSFORD NY)
NY
12/21/2012 - 04/08/2016
NATIONAL SECURITIES CORPORATION (NEW YORK NY)
NY
08/07/2007 - 01/02/2013
JOHN THOMAS FINANCIAL (NEW YORK NY)
NY
04/17/2006 - 09/27/2006
GUNNALLEN FINANCIAL, INC (NEW YORK NY)
NY
11/22/2004 - 05/11/2006
S.W. BACH & COMPANY (NEW YORK NY)
FL
11/11/2004 - 11/23/2004
NATIONAL SECURITIES CORPORATION (BOCA RATON FL)
IA
Issued 04/25/2013
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/23/2004
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/11/2010
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/10/2004
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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