Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Anthony? Claim Your ProfileAnthony Robertson is a financial professional with over 10 years of experience in the financial services industry. Anthony has held positions at several firms including Scottrade, Inc., TD Ameritrade, Inc., MetLife Securities Inc., and E*TRADE Securities LLC. Anthony is currently registered with Tradestation Securities, Inc. Anthony is a Series 7, 63, 66, 3, 9, 10, 24, 57TO, and SIE licensed professional. Anthony is registered in 52 states and the District of Columbia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
FL
01/30/2019 - Present
Tradestation Securities, Inc. (PLANTATION FL)
CA
04/13/2015 - 03/08/2018
SCOTTRADE, INC. (FOLSOM CA)
CA
10/22/2013 - 04/15/2015
TD AMERITRADE, INC. (ROSEVILLE CA)
CA
06/05/2013 - 09/30/2013
METLIFE SECURITIES INC. (SACRAMENTO CA)
NJ
12/11/2001 - 04/22/2004
E*TRADE SECURITIES LLC (JERSEY CITY NJ)
BOTH
Issued 08/20/2013
Series 66 - Uniform Combined State Law Examination
BC
Issued 12/30/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/12/2022
Series 24 - General Securities Principal Examination
BC
Issued 08/17/2017
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 05/11/2017
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 12/30/2022
Series 57TO - Securities Trader Exam
BC
Issued 04/30/2019
Series 3 - National Commodity Futures Examination
BC
Issued 03/08/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/04/2013
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq Stock Market
N
New York Stock Exchange
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