Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Anthony? Claim Your ProfileAnthony Hough is an active investment advisor with over 30 years of experience. Anthony has been registered with LPL Financial LLC since 2000, and previously held registrations with a number of other firms. His prior experience includes working for Spectrum Capital, Inc., Lindsco/Private Ledger Corp., Elan Investment Services, Inc., and MML Investors Services, Inc. Anthony has a strong track record of providing financial advice to individuals, families, and businesses. Anthony specializes in retirement planning, investment management, and estate planning. He is committed to helping his clients achieve their financial goals and live a secure and comfortable retirement.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
IA
05/26/2021 - Present
LPL Financial LLC (HARLAN IA)
NE
11/03/1998 - 06/01/2000
SPECTRUM CAPITAL, INC. (OMAHA NE)
SC
06/02/1993 - 11/24/1998
LINSCO/PRIVATE LEDGER CORP. (FORT MILL SC)
NJ
10/27/1992 - 05/25/1993
ELAN INVESTMENT SERVICES, INC. (MORRIS PLAINS NJ)
MA
11/21/1991 - 10/02/1992
MML INVESTORS SERVICES, INC. (SPRINGFIELD MA)
BOTH
Issued 07/15/2020
Series 66 - Uniform Combined State Law Examination
BC
Issued 11/19/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/08/1993
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/03/1993
Series 7 - General Securities Representative Examination
BC
Issued 11/19/1991
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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