Unclaimed
Anthony Dowling has been a registered representative for over 20 years. Anthony currently is registered with Jackson National Life Distributors LLC, and has previously been registered with Hartford Securities Distribution Company, Inc., Hartford Equity Sales Company Inc., Hartford Investment Financial Services, LLC and Jackson National Life Distributors, Inc. Anthony holds the Series 63, Series 53, Series 24, SIE and Series 7 licenses. Anthony is registered in Maryland and Michigan. Anthony has been working in the financial services industry since 2001.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
TN
07/17/2006 - Present
Jackson National Life Distributors LLC (FRANKLIN TN)
CT
04/14/2005 - 04/25/2006
HARTFORD SECURITIES DISTRIBUTION COMPANY, INC. (SIMSBURY CT)
CT
03/24/2005 - 04/25/2006
HARTFORD EQUITY SALES COMPANY INC. (SIMSBURY CT)
CT
03/24/2005 - 04/25/2006
HARTFORD INVESTMENT FINANCIAL SERVICES, LLC (SIMSBURY CT)
TN
05/15/2001 - 03/15/2005
JACKSON NATIONAL LIFE DISTRIBUTORS, INC. (FRANKLIN TN)
BC
Issued 12/12/2005
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/02/2005
Series 53 - Municipal Securities Principal Examination
BC
Issued 05/25/2001
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/14/2001
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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