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Anthony Lawrence Nicoletto

Cetera Financial Specialists LLC

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About Anthony Lawrence Nicoletto

Anthony Nicoletto is a financial advisor with Cetera Financial Specialists LLC. Anthony has been in the financial services industry since 2006 and has a Series 6 and Series 63 license. Anthony also holds the SIE exam certification. Anthony is registered to conduct business in Pennsylvania. Anthony's previous experience includes Prudential Investment Management Services LLC.

Firm Information

Anthony Nicoletto is currently registered with Cetera Financial Specialists LLC. Cetera Financial Specialists LLC is a Limited Liability Company formed on October 31, 2012, and is registered in all 50 states plus the District of Columbia, Puerto Rico, and the Virgin Islands. The firm has one approved SEC registration.

Not reported

Assets Under Management

Not reported

Total Clients

185

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Anthony Nicoletto’s Registration & Firm History

PA

09/12/2008 - Present

Cetera Financial Specialists LLC (THROOP PA)

PA

05/19/2006 - 06/09/2008

PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC (SCRANTON PA)

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Licenses & Designations

BC

Issued 06/22/2006

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 05/18/2006

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Anthony Lawrence Nicoletto.
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