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Anthony Lawrence Frey

Cetera Investment Services LLC

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About Anthony Lawrence Frey

Anthony Frey is a financial advisor with Cetera Investment Services LLC. Anthony has been in the financial services industry since March 11, 2005. Anthony is registered with the state of Louisiana and Mississippi. Anthony has passed the Series 63, Series 24, SIE and Series 7 exams.

Firm Information

Anthony Frey is currently registered with Cetera Investment Services LLC. Cetera Investment Services LLC is a Limited Liability Company formed on November 30, 2012, and approved to operate in 53 states and the District of Columbia. The firm has 1 approved SEC registration and 53 approved state registrations. Cetera Investment Services LLC has a history of regulatory events (11 reported) and arbitration disclosures (3 reported).

Not reported

Assets Under Management

Not reported

Total Clients

372

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Anthony Frey’s Registration & Firm History

LA

08/10/2022 - Present

Cetera Investment Services LLC (DENHAM SPRINGS LA)

LA

11/25/2013 - 08/10/2022

HANCOCK WHITNEY INVESTMENT SERVICES INC. (DENHAM SPRINGS LA)

LA

05/31/2008 - 05/24/2012

CAPITAL ONE INVESTMENT SERVICES LLC (NEW ORLEANS LA)

LA

09/09/2003 - 05/31/2008

CAPITAL ONE INVESTMENTS, LLC (NEW ORLEANS LA)

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Licenses & Designations

BC

Issued 12/15/2003

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 11/10/2003

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 09/08/2003

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Anthony Lawrence Frey.
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