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Anthony Lawrence Bettano

Pgim Investments LLC

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About Anthony Lawrence Bettano

Anthony Lawrence Bettano is a registered investment advisor representative with Pgim Investments LLC. Anthony has over 25 years of experience in the financial services industry. Anthony has held various positions at several firms, including Columbia Management Distributors, Inc., State Street Research Investment Services, Inc., NYLIFE Distributors Inc., NYLIFE Securities Inc., MetLife Securities Inc. and Metropolitan Life Insurance Company. Anthony holds the Series 6, Series 7, Series 63 and Series 65 securities licenses.

Firm Information

Anthony Bettano is currently registered with Pgim Investments LLC. Pgim Investments LLC is an investment advisor registered with the SEC. The firm has 144 licensed agents, 67 investment adviser representatives, 230 registered representatives, and 96 employees who perform investment advisory functions. The firm's regulatory assets under management total $315,351,503,018, with $315,351,503,018 being discretionary. The firm primarily provides advisory services to sponsors of wrap account platforms, investment companies, and business development companies.
Pgim Investments LLC

655 BROAD STREET

NEWARK, NJ 07102

$315.35B

Assets Under Management

8

Total Clients

75

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for investment companies

Strategic management for diversified investment portfolios.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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performance-based fees

Fees calculated based on the performance of your investments relative to a benchmark.

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Anthony Bettano’s Registration & Firm History

NY

01/15/2009 - Present

Pgim Investments LLC (Northport NY)

MA

02/07/2005 - 11/14/2008

COLUMBIA MANAGEMENT DISTRIBUTORS, INC. (BOSTON MA)

MA

06/09/2000 - 02/04/2005

STATE STREET RESEARCH INVESTMENT SERVICES, INC. (BOSTON MA)

NJ

03/29/1999 - 06/08/2000

NYLIFE DISTRIBUTORS INC. (JERSEY CITY NJ)

NY

07/06/1998 - 12/23/1999

NYLIFE SECURITIES INC. (NEW YORK NY)

MA

05/07/1996 - 04/21/1998

METLIFE SECURITIES INC. (SPRINGFIELD MA)

NY

05/07/1996 - 04/21/1998

METROPOLITAN LIFE INSURANCE COMPANY (NEW YORK NY)

MA

02/18/1994 - 01/29/1996

STATE STREET RESEARCH INVESTMENT SERVICES, INC. (BOSTON MA)

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Licenses & Designations

IA

Issued 01/13/2005

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 09/14/1994

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 01/04/2005

Series 7 - General Securities Representative Examination

BC

Issued 02/17/1994

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Anthony Lawrence Bettano.
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