Unclaimed
Anthony Lawrence Austin is a financial advisor with Thrivent Investment Management Inc. located in SEATTLE, Washington. Anthony Austin has been a registered representative for 3 years and has passed the Series 63, Series 6TO, and SIE exams. Anthony Austin is registered to sell securities in Washington. Anthony Austin specializes in providing financial planning and portfolio management for individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
WA
07/29/2020 - Present
Thrivent Investment Management Inc. (SEATTLE WA)
BC
Issued 10/12/2020
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/29/2020
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 05/30/2020
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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