Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Anthony? Claim Your ProfileAnthony Laurence Arico is a financial advisor who has been in the industry since 1991. Anthony is registered with Wells Fargo Clearing Services, LLC and has offices in Westport, Connecticut. Anthony has experience in providing investment advisory services to a wide range of clients, including individuals, corporations, and charitable organizations. Anthony is also experienced in providing financial planning services. Anthony is a Series 66 licensed advisor and holds licenses in Arkansas, Connecticut, Massachusetts, New Jersey, New York, Texas, and Utah. Anthony has also passed the Series 3, Series 7, Series 9, Series 10, and Series 24 exams.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CT
09/09/2016 - Present
Wells Fargo Clearing Services, LLC (WESTPORT CT)
NY
05/22/1991 - 07/01/2003
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
BOTH
Issued 01/30/2004
Series 66 - Uniform Combined State Law Examination
BC
Issued 03/19/2004
Series 24 - General Securities Principal Examination
BC
Issued 12/01/2003
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 11/11/2003
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/14/2005
Series 3 - National Commodity Futures Examination
BC
Issued 05/03/1991
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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