Unclaimed
Anthony Rapista is a financial advisor with Piper Sandler & Co. based in El Segundo, CA. Anthony has been in the financial services industry since August 2, 1993. Anthony has held past positions at Southwest Securities, Inc., M.L. Stern & Co., LLC., Thomas James Associates, Inc. and Chatfield Dean & Co., Inc.. Anthony is licensed in California and Hawaii.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Analytical reports/public finance consulting program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CA
06/18/2010 - Present
Piper Sandler & Co. (EL SEGUNDO CA)
CA
12/10/2008 - 07/20/2009
SOUTHWEST SECURITIES, INC. (BEVERLY HILLS CA)
CA
04/16/1993 - 04/03/2009
M.L. STERN & CO., LLC. (BEVERLY HILLS CA)
NY
10/05/1992 - 03/18/1993
THOMAS JAMES ASSOCIATES, INC. (ROCHESTER NY)
CO
07/16/1992 - 09/11/1992
CHATFIELD DEAN & CO., INC. (GREENWOOD VILLAGE CO)
BC
Issued 07/18/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/15/1992
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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