Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Anthony? Claim Your ProfileAnthony San andres is a financial advisor registered with Wells Fargo Clearing Services, LLC. Anthony has over 28 years of experience in the financial services industry. Anthony holds Series 7, Series 63, and Series 65 licenses, as well as the SIE exam. He is also a FINRA arbitrator. Prior to joining Wells Fargo Clearing Services, LLC, Anthony was a financial advisor at Morgan Stanley Smith Barney for over 10 years. Anthony provides financial planning, investment management, and other advisory services to individuals and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
CA
05/14/2020 - Present
Wells Fargo Clearing Services, LLC (LOS ANGELES CA)
CA
09/03/2010 - 05/15/2020
MORGAN STANLEY (BEVERLY HILLS CA)
CA
07/01/2003 - 09/08/2010
WELLS FARGO ADVISORS, LLC (LOS ANGELES CA)
NY
10/09/2000 - 07/01/2003
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NJ
08/17/1998 - 11/14/2000
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
NY
01/13/1995 - 08/28/1998
SMITH BARNEY INC. (NEW YORK NY)
CA
10/21/1993 - 01/03/1995
SUTRO & CO. INCORPORATED (SAN FRANCISCO CA)
CA
10/23/1992 - 10/27/1993
CAL STATE SECURITIES CORP. (LOS ANGELES CA)
IA
Issued 03/01/1995
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/19/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/21/1992
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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