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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Anthony? Claim Your ProfileAnthony Fata is an Investment Advisor Representative at Morgan Stanley. Anthony is a registered representative in New Jersey, New York and Texas. He has a strong background in the financial services industry, with experience at WELLS FARGO ADVISORS, LLC and WELLS FARGO CLEARING SERVICES, LLC. Anthony has a wide range of licenses and certifications, including Series 7, 63, 65, 9 and 10. Anthony is a licensed Investment Advisor Representative in several states and has a strong understanding of investment management and financial planning. He is passionate about helping clients reach their financial goals and is committed to providing personalized advice and exceptional service.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
NY
04/15/2020 - Present
Morgan Stanley (Purchase NY)
NY
08/24/2015 - 10/23/2017
WELLS FARGO CLEARING SERVICES, LLC (NEW YORK NY)
NY
03/27/2015 - 08/27/2015
J.P. MORGAN SECURITIES LLC (NEW YORK NY)
NY
10/08/2010 - 09/03/2013
WELLS FARGO ADVISORS, LLC (NEW YORK NY)
IA
Issued 02/03/2012
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/07/2011
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/08/2012
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 05/04/2012
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/07/2010
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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