Invested Better
Unclaimed

Unclaimed

Unclaimed

Anthony Kingman Chu

Mufg Securities Americas Inc.

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you Anthony? Claim Your Profile

About Anthony Kingman Chu

Anthony Chu is a financial professional with over 10 years of experience in the securities industry. Anthony is currently registered with Mufg Securities Americas Inc. Anthony has previously worked at Barclays Capital Inc., Apollo Global Securities, LLC, and Credit Suisse Securities (USA) LLC. Anthony has passed the Securities Industry Essentials Examination and the General Securities Representative Examination. Anthony is a dedicated financial professional with a proven track record of success.

Firm Information

Anthony Chu is currently registered with Mufg Securities Americas Inc.. Mufg Securities Americas Inc. is a corporation approved on December 8, 1988. It is registered in all 50 states, the District of Columbia, and Puerto Rico. The firm has been registered with the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

351

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

Find Your Ideal Financial Advisor

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

Anthony Chu’s Registration & Firm History

NY

10/25/2020 - Present

Mufg Securities Americas Inc. (NEW YORK NY)

NY

04/19/2017 - 10/13/2020

BARCLAYS CAPITAL INC. (NEW YORK NY)

NY

05/27/2015 - 03/06/2017

APOLLO GLOBAL SECURITIES, LLC (NEW YORK NY)

NY

10/01/2013 - 05/21/2015

CREDIT SUISSE SECURITIES (USA) LLC (NEW YORK NY)

Not sure if Anthony Kingman Chu is right for you?

Licenses & Designations

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 09/30/2013

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Anthony Kingman Chu.
Not sure if Anthony Kingman Chu is right for you?