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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Anthony? Claim Your ProfileAnthony Swart is an active investment advisor representative with Benjamin F. Edwards & Company, Inc., working out of their St. Louis, MO office. He has been in the industry since October 4, 1994. Anthony Swart has been associated with SunTrust Investment Services, Inc. and UBS Financial Services Inc., both in the past. Anthony Swart is licensed in Florida and Texas and has passed Series 7, Series 26, Series 63, and Series 65 exams. Anthony Swart specializes in Financial Planning, Pension Consulting, Educational Seminars, Selection of Other Advisers, Portfolio Management for Businesses, and Portfolio Management for Individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
MO
06/15/2023 - Present
Benjamin F. Edwards & Company, Inc. (ST. LOUIS MO)
FL
06/08/2004 - 04/12/2018
SUNTRUST INVESTMENT SERVICES, INC. (LONGBOAT KEY FL)
NJ
09/01/2000 - 06/16/2004
UBS FINANCIAL SERVICES INC. (WEEHAWKEN NJ)
NY
05/09/1997 - 09/14/2000
SALOMON SMITH BARNEY INC. (NEW YORK NY)
NJ
08/10/1994 - 04/02/1997
J. B. HANAUER & CO. (PARSIPPANY NJ)
FL
08/10/1994 - 08/27/1994
SOVEREIGN EQUITY MANAGEMENT CORP. (DEERFIELD BEACH FL)
IA
Issued 11/22/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/24/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/29/2006
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/09/1994
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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