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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Anthony? Claim Your ProfileAnthony Kent Tee is a financial advisor at Osaic Wealth, Inc. with over 30 years of experience in the financial services industry. Anthony Kent Tee has held registrations with various firms, including SAGEPOINT FINANCIAL, INC., NEXT FINANCIAL GROUP, INC., and RAYMOND JAMES FINANCIAL SERVICES, INC. Anthony Kent Tee is licensed in numerous states across the United States, and holds a Series 7, 63, 24 and 65 license. Anthony Kent Tee specializes in providing financial planning and portfolio management services to individuals, families, and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
FL
09/01/2023 - Present
Osaic Wealth, Inc. (PUNTA GORDA FL)
FL
08/24/2012 - 09/01/2023
SAGEPOINT FINANCIAL, INC. (PUNTA GORDA FL)
IL
11/23/2004 - 08/28/2012
NEXT FINANCIAL GROUP, INC. (OQUAWKA IL)
FL
01/04/1999 - 12/01/2004
RAYMOND JAMES FINANCIAL SERVICES, INC. (ST. PETERSBURG FL)
FL
05/01/1998 - 01/04/1999
ROBERT THOMAS SECURITIES, INC (ST. PETERSBURG FL)
IL
06/23/1997 - 05/22/1998
FOCUSED INVESTMENTS L.L.C. (CHICAGO IL)
GA
04/06/1995 - 06/25/1997
FSC SECURITIES CORPORATION (ATLANTA GA)
VA
03/12/1993 - 11/28/1994
GNA SECURITIES, INC. (GLEN ALLEN VA)
MA
11/15/1991 - 03/26/1993
JOHN HANCOCK DISTRIBUTORS, INC. (BOSTON MA)
MA
11/15/1991 - 03/26/1993
JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY (BOSTON MA)
NA
06/24/1987 - 10/21/1987
THE STUART-JAMES COMPANY, INC.
IA
Issued 04/02/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/01/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/06/2003
Series 51 - Municipal Fund Securities Principal Examination
BC
Issued 09/09/1998
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/13/1991
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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