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Anthony Kai Buckwalter

Fidelity Brokerage Services LLC

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About Anthony Kai Buckwalter

Anthony Buckwalter is a financial advisor registered with Fidelity Brokerage Services LLC. Anthony has been in the industry since 2020 and holds the Series 63, Series 7TO, Series 9 and Series 10 licenses. Anthony is currently registered with the state of Utah and 52 other states.

Firm Information

Anthony Buckwalter is currently registered with Fidelity Brokerage Services LLC. Fidelity Brokerage Services LLC is a Limited Liability Company formed on June 8, 2000. The firm is registered in 53 states and is approved by the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

6,116

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Anthony Buckwalter’s Registration & Firm History

UT

06/10/2020 - Present

Fidelity Brokerage Services LLC (SALT LAKE CITY UT)

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Licenses & Designations

BC

Issued 06/18/2020

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 03/09/2024

Series 9 - General Securities Sales Supervisor - Options Module Examination

BC

Issued 09/11/2023

Series 10 - General Securities Sales Supervisor - General Module Examination

BC

Issued 06/09/2020

Series 7TO - General Securities Representative Examination

BC

Issued 05/26/2020

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

New York Stock Exchange

Disclosures

There are no public disclosures for Anthony Kai Buckwalter.
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