Unclaimed
Anthony Justin Post is an active broker and investment advisor representative for Bofa Securities, Inc. Anthony has been in the financial services industry since 2002 and has been registered with Bofa Securities, Inc. since May 2019. Anthony's previous experience includes time spent at Merrill Lynch, Pierce, Fenner & Smith Incorporated, Thinkequity Partners, Deutsche Banc Alex. Brown Inc., and BT Alex. Brown Incorporated. Anthony holds Series 7, 63, 87, and SIE licenses and is registered to sell securities in 27 states. Anthony primarily provides research-related services to his clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Research-related services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Negotiated fees for research-related services
1
2
CA
05/10/2019 - Present
Bofa Securities, Inc. (SAN FRANCISCO CA)
CA
09/27/2004 - 05/10/2019
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (SAN FRANCISCO CA)
CA
05/16/2002 - 08/06/2002
THINKEQUITY PARTNERS (SAN FRANCISCO CA)
NY
06/07/1999 - 06/21/2001
DEUTSCHE BANC ALEX. BROWN INC. (NEW YORK NY)
MD
02/02/1999 - 06/07/1999
BT ALEX. BROWN INCORPORATED (BALTIMORE MD)
BC
Issued 11/10/2009
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/29/2004
Series 87 - Research Analyst Exam - Part II Regulations Module
BC
Issued 09/24/2004
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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