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Anthony Judd Baltozer

DWS Distributors, Inc.

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About Anthony Judd Baltozer

Anthony Baltozer is a financial advisor at DWS Distributors, Inc. in Jacksonville, Florida. Anthony has been working in the financial industry since April 28, 2011. Anthony is registered with the Financial Industry Regulatory Authority (FINRA) and has Series 7, Series 63, Series 66 and SIE licenses. Prior to working at DWS Distributors, Inc., Anthony worked at DEUTSCHE BANK SECURITIES INC., MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED, WALKER ROSE, INC., LINCOLN FINANCIAL ADVISORS CORPORATION, and THE LINCOLN NATIONAL LIFE INSURANCE COMPANY. Anthony is registered to provide securities-related services in 53 states and territories.

Firm Information

Anthony Baltozer is currently registered with DWS Distributors, Inc.. DWS Distributors, Inc. is a corporation formed in September 1994 and is registered in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands. The firm has been involved in 5 regulatory events and 1 arbitration case.

Not reported

Assets Under Management

Not reported

Total Clients

51

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Anthony Baltozer’s Registration & Firm History

FL

05/06/2014 - Present

DWS Distributors, Inc. (JACKSONVILLE FL)

FL

06/03/2013 - 05/06/2014

DEUTSCHE BANK SECURITIES INC. (JACKSONVILLE FL)

NY

02/09/2004 - 11/04/2004

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)

ME

06/25/2002 - 09/23/2002

WALKER ROSE, INC. (CARRABASSETT VALLEY ME)

IN

06/14/2000 - 07/23/2001

LINCOLN FINANCIAL ADVISORS CORPORATION (FORT WAYNE IN)

IN

06/14/2000 - 07/23/2001

THE LINCOLN NATIONAL LIFE INSURANCE COMPANY (FORT WAYNE IN)

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Licenses & Designations

BC

Issued 11/27/2013

Series 63 - Uniform Securities Agent State Law Examination

BOTH

Issued 01/30/2004

Series 66 - Uniform Combined State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 06/02/2013

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Anthony Judd Baltozer.
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