Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Anthony? Claim Your ProfileAnthony Viviano is a financial advisor who has been in the industry since 1998. He is currently registered with Charles Schwab & CO., Inc. and has previously worked at TD AMERITRADE, INC., E*TRADE SECURITIES LLC, TD WATERHOUSE INVESTOR SERVICES, INC., WATERHOUSE SECURITIES, INC., and HAMPSHIRE SECURITIES CORPORATION. Anthony is licensed to provide investment advice and brokerage services in multiple states. He has passed the Series 7, Series 10, Series 24, Series 63, Series 65, and Series 66 exams. Anthony's experience and qualifications suggest that he can provide a range of financial services to individuals and families.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Wrap fee program sponsor and financial planning advisor referral program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Asset based fees for wrap pgrms & subsc pricing for fin planning
1
2
NY
04/22/2021 - Present
Charles Schwab & CO., Inc. (New York City NY)
NY
11/27/2023 - 05/19/2024
TD AMERITRADE, INC. (New York City NY)
NY
10/17/2003 - 01/16/2015
E*TRADE SECURITIES LLC (GARDEN CITY NY)
NE
03/23/1999 - 10/02/2003
TD WATERHOUSE INVESTOR SERVICES, INC. (OMAHA NE)
NE
12/18/1997 - 01/22/1999
WATERHOUSE SECURITIES, INC. (OMAHA NE)
NY
09/25/1997 - 10/20/1997
HAMPSHIRE SECURITIES CORPORATION (NEW YORK NY)
IA
Issued 06/23/2015
Series 65 - Uniform Investment Adviser Law Examination
BOTH
Issued 06/12/2003
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/05/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/03/2005
Series 24 - General Securities Principal Examination
BC
Issued 02/09/2000
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 12/17/1999
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/24/1997
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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