Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Anthony? Claim Your ProfileAnthony Sweeney is a financial professional with over 30 years of experience in the industry. Anthony has held positions at several firms including Garban Capital Markets LLC, ICAP Securities USA LLC, and First Brokers Securities LLC. Anthony is currently registered with TP Icap Global Markets Americas LLC and holds the Series 27, SIE, and 99TO licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
10/22/2013 - Present
TP Icap Global Markets Americas LLC (New York NY)
NY
02/19/2002 - 06/30/2023
ICAP SECURITIES USA LLC (NEW YORK NY)
NJ
10/22/2013 - 12/21/2016
BROKERTEC AMERICAS LLC (JERSEY CITY NJ)
NJ
10/22/2013 - 06/03/2015
FIRST BROKERS SECURITIES LLC (JERSEY CITY NJ)
NJ
01/11/2000 - 03/03/2008
INTERCAPITAL SECURITIES LLC (JERSEY CITY NJ)
NJ
01/11/2000 - 12/31/2004
GARBAN CAPITAL MARKETS LLC (JERSEY CITY NJ)
NY
01/11/2000 - 01/25/2002
GARBAN LLC (NEW YORK NY)
NY
04/30/1992 - 01/10/2000
TITUS & DONNELLY LLC (NEW YORK NY)
BC
Issued 04/28/1992
Series 27 - Financial and Operations Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 01/02/2023
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
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