Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Anthony? Claim Your ProfileAnthony Joseph Spena is a registered investment advisor representative with Independence Capital CO., Inc. Anthony has over 40 years of experience in the financial services industry. Anthony is licensed to provide investment advice in several states and specializes in financial planning and portfolio management.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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2
OH
02/11/2021 - Present
Independence Capital CO., Inc. (Willoughby OH)
OH
12/05/2017 - 06/30/2020
ALLSTATE FINANCIAL SERVICES, LLC (ASHTABULA OH)
OH
12/07/2016 - 12/06/2017
KEY INVESTMENT SERVICES LLC (MAYFIELD HEIGHTS OH)
OH
09/09/2005 - 12/06/2016
ALLSTATE FINANCIAL SERVICES, LLC (Chardon OH)
OH
03/30/2001 - 01/28/2005
NATCITY INVESTMENTS, INC. (CLEVELAND OH)
OH
03/30/2001 - 12/31/2001
NATCITY INSURANCE SERVICES, INC. (CLEVELAND OH)
MA
10/08/1996 - 03/23/2001
SIGNATOR INVESTORS, INC. (BOSTON MA)
NE
01/03/2001 - 01/24/2001
ALLSTATE FINANCIAL SERVICES, LLC (LINCOLN NE)
MA
10/08/1996 - 05/01/1997
JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY (BOSTON MA)
NY
10/20/1980 - 09/12/1996
EQ FINANCIAL CONSULTANTS, INC. (NEW YORK NY)
NY
08/24/1972 - 09/12/1996
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES (NEW YORK NY)
IA
Issued 06/22/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/10/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/16/1989
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/19/1972
Series 1 - Registered Representative Examination
Active
Inactive
F
FINRA
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