Unclaimed
Anthony Joseph Sendra is an investment advisor representative at Guggenheim Investments. Anthony has been working in the financial services industry since June 2001. He has a Series 7, Series 31, and Series 66 licenses and is registered to conduct business in 18 states. Previously, Anthony worked for Morgan Stanley DW Inc. in Purchase, NY. Anthony is currently registered with Guggenheim Investments in both Illinois and New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Helps you choose top advisors aligned with your financial goals.
Strategic management for diversified investment portfolios.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
1
2
NY
03/06/2014 - Present
Guggenheim Investments (NEW YORK NY)
NY
04/16/2001 - 11/05/2002
MORGAN STANLEY DW INC. (PURCHASE NY)
BOTH
Issued 04/24/2001
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/15/2001
Series 31 - Futures Managed Funds Examination
BC
Issued 04/12/2001
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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