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Anthony Joseph Sendra

Guggenheim Investments

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About Anthony Joseph Sendra

Anthony Joseph Sendra is an investment advisor representative at Guggenheim Investments. Anthony has been working in the financial services industry since June 2001. He has a Series 7, Series 31, and Series 66 licenses and is registered to conduct business in 18 states. Previously, Anthony worked for Morgan Stanley DW Inc. in Purchase, NY. Anthony is currently registered with Guggenheim Investments in both Illinois and New York.

Firm Information

Anthony Sendra is currently registered with Guggenheim Investments. Guggenheim Investments is an investment advisor based in NEW YORK, NY. The firm manages approximately $11,255,391,581 in regulatory assets under management for 138 accounts. The firm provides investment advice to investment companies and pooled investment vehicles.
Guggenheim Investments

330 MADISON AVENUE

NEW YORK, NY 10017

$11.26B

Assets Under Management

1

Total Clients

39

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for investment companies

Strategic management for diversified investment portfolios.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Anthony Sendra’s Registration & Firm History

NY

03/06/2014 - Present

Guggenheim Investments (NEW YORK NY)

NY

04/16/2001 - 11/05/2002

MORGAN STANLEY DW INC. (PURCHASE NY)

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Licenses & Designations

BOTH

Issued 04/24/2001

Series 66 - Uniform Combined State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 05/15/2001

Series 31 - Futures Managed Funds Examination

BC

Issued 04/12/2001

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Anthony Joseph Sendra.
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