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Anthony Joseph Sclafani

Piper Sandler & Co.

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About Anthony Joseph Sclafani

Anthony Joseph Sclafani is an active advisor registered with Piper Sandler & Co. based in New York, New York. Anthony has a diverse background in the financial industry, having previously worked at Sandler, O'Neill & Partners, L.P. His experience includes both operations and securities expertise, evidenced by his SIE and Series 99 certifications. Anthony has been a part of the financial industry since September 20, 2018. His current affiliation with Piper Sandler & Co. began on January 3, 2020. Anthony's professional focus includes portfolio management for businesses.

Firm Information

Anthony Sclafani is currently registered with Piper Sandler & Co.. Piper Sandler & Co. is a corporation headquartered in Minneapolis, Minnesota, that was formed on July 28, 1969. The firm provides analytical reports and public finance consulting program services, and manages portfolios for businesses. The firm has a total of 1,359 registered representatives and 24 investment adviser representatives, and manages approximately $1 billion to $10 billion in assets.
Piper Sandler & Co.

800 NICOLLET MALL

MINNEAPOLIS, MN 55402-7020

$1.58B

Assets Under Management

21

Total Clients

809

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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analytical reports/public finance consulting program

Analytical reports/public finance consulting program

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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commissions

Earned based on transactions or products sold.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Anthony Sclafani’s Registration & Firm History

NY

01/03/2020 - Present

Piper Sandler & Co. (NEW YORK NY)

NY

09/21/2018 - 01/03/2020

SANDLER, O'NEILL & PARTNERS, L.P. (NEW YORK NY)

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Licenses & Designations

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 09/21/2018

Series 99 - Operations Professional Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Anthony Joseph Sclafani.
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