Unclaimed
Anthony Rossini is a financial advisor with LPL Financial LLC and has been in the industry since March 15, 1993. Anthony has a wide range of experience in the financial services industry, having worked at various firms such as Citizens Securities, Inc., M&T Securities, Inc., and Dreyfus Investment Services Company, LLC. Anthony is licensed in several states, including Delaware, New Jersey, New York, and Pennsylvania, and holds several industry licenses, including Series 7, Series 6, Series 63, Series 24, and Series 65. Anthony is committed to providing personalized financial advice to help clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
PA
06/22/2021 - Present
LPL Financial LLC (BENSALEM PA)
PA
07/26/2016 - 06/09/2021
M&T SECURITIES, INC. (PHILADELPHIA PA)
PA
05/08/2002 - 07/07/2016
CITIZENS SECURITIES, INC. (PLYMOUTH MEETING PA)
PA
07/09/1993 - 05/08/2002
DREYFUS INVESTMENT SERVICES COMPANY, LLC (PITTSBURGH PA)
NY
04/25/1997 - 12/31/2000
DREYFUS FINANCIAL SERVICES CORPORATION (NEW YORK NY)
MA
01/29/1993 - 06/10/1993
PUTNAM MUTUAL FUNDS CORP. (BOSTON MA)
IA
Issued 10/30/2000
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/17/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/08/2000
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/30/1994
Series 7 - General Securities Representative Examination
BC
Issued 01/27/1993
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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