Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Anthony? Claim Your ProfileAnthony Romano is a financial advisor with over 15 years of experience in the financial services industry. Anthony is currently registered with Icapital Markets LLC and has previously worked at a number of other firms including Navian Capital Securities LLC, INCAPITAL LLC, INCAPITAL DISTRIBUTORS LLC, PNC INVESTMENTS, NatCity Investments, Inc., and GunnAllen Financial, Inc. Anthony is a Series 7 and Series 63 licensed professional. Anthony's experience and qualifications make him a valuable resource for individuals and families seeking financial guidance.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
FL
04/08/2019 - Present
Icapital Markets LLC (Boca Raton FL)
OH
06/18/2019 - 09/19/2019
NAVIAN CAPITAL SECURITIES LLC (CINCINNATI OH)
FL
08/29/2014 - 04/08/2019
INCAPITAL LLC (BOCA RATON FL)
FL
08/29/2014 - 11/28/2018
INCAPITAL DISTRIBUTORS LLC (BOCA RATON FL)
FL
11/13/2009 - 09/05/2014
PNC INVESTMENTS (BOYNTON BEACH FL)
FL
12/18/2008 - 11/13/2009
NATCITY INVESTMENTS, INC. (DELRAY BEACH FL)
FL
02/28/2008 - 10/24/2008
GUNNALLEN FINANCIAL, INC (BOCA RATON FL)
BC
Issued 04/24/2008
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/26/2008
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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