Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Anthony? Claim Your ProfileAnthony Puglia is a financial advisor with Cadaret, Grant & Co., Inc. Anthony has over 17 years of experience in the financial industry. Anthony is registered to offer securities and investment advice in Florida and New York. Anthony holds a Series 66 license as well as Series 7, 9, 10, and 99TO licenses. Anthony has a strong background in working with high-net-worth individuals, corporations, and pension plans. Anthony offers financial planning, portfolio management, and educational seminars.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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NY
06/02/2021 - Present
Cadaret, Grant & CO., Inc. (SYRACUSE NY)
FL
04/19/2018 - 06/03/2021
RAYMOND JAMES & ASSOCIATES, INC. (ST. PETERSBURG FL)
FL
02/01/2010 - 01/10/2018
MORGAN STANLEY (TAMPA FL)
PA
06/01/2009 - 11/27/2009
MORGAN STANLEY SMITH BARNEY (PITTSBURG PA)
PA
04/02/2007 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (PITTSBURG PA)
PA
04/02/2005 - 04/02/2007
MORGAN STANLEY DW INC. (PITTSBURG PA)
PA
12/07/2004 - 04/06/2005
PARKER/HUNTER INCORPORATED (PITTSBURGH PA)
BOTH
Issued 01/17/2006
Series 66 - Uniform Combined State Law Examination
BC
Issued 02/21/2008
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/25/2007
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/06/2004
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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