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Anthony Joseph Pontes

Marathon Retirement Planning

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About Anthony Joseph Pontes

Anthony Pontes is a Registered Investment Advisor with Marathon Retirement Planning. He is a financial professional with over 30 years of experience in the industry. Anthony's areas of expertise include financial planning, portfolio management and selection of other advisors. Anthony is committed to providing personalized financial advice that meets the needs of his clients.

Firm Information

Anthony Pontes is currently registered with Marathon Retirement Planning. Marathon Retirement Planning is an independent financial advisory firm based in [location]. The firm offers a range of financial planning and investment management services to individuals and high-net-worth clients. They are registered with the SEC and have approximately $62 million in regulatory assets under management.

$62.00M

Assets Under Management

Not reported

Total Clients

1

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Anthony Pontes’s Registration & Firm History

CA

09/19/2022 - Present

Marathon Retirement Planning (DUBLIN CA)

CA

12/09/2021 - 03/31/2023

ARKADIOS CAPITAL (Dublin CA)

CA

08/05/2016 - 01/03/2022

INVESTMENT ARCHITECTS, INC. (San Ramon CA)

CA

07/17/1996 - 10/31/2016

RICE PONTES CAPITAL, INC. (SAN RAMON CA)

SC

06/16/1993 - 08/05/1996

LINSCO/PRIVATE LEDGER CORP. (FORT MILL SC)

NY

04/30/1990 - 06/23/1993

GUARDIAN INVESTOR SERVICES CORPORATION (NEW YORK NY)

CA

08/25/1989 - 04/17/1990

FIRST AFFILIATED SECURITIES, INC. (LA JOLLA CA)

NA

02/24/1988 - 08/25/1989

PFG SECURITIES, INC.

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Licenses & Designations

IA

Issued 03/20/2023

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 08/12/1994

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 12/09/1993

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 12/19/1987

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

Disclosures

There are no public disclosures for Anthony Joseph Pontes.
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