Unclaimed
Anthony Piazza is a financial advisor with Empower Advisory Group, LLC. Anthony has been in the financial services industry since 2017 and is registered with FINRA and the state of Colorado. Anthony's background includes previous employment with John Hancock Investment Management Distributors LLC, Northwestern Mutual Investment Services, LLC and Northstar Investment Advisory LLC. Anthony holds the Series 7, 63, and 65 licenses, as well as the SIE designation, and has been recognized as a Certified Financial Planner.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
CO
01/01/2025 - Present
Empower Advisory Group, LLC (GREENWOOD VILLAGE CO)
AZ
08/20/2019 - 09/25/2020
JOHN HANCOCK INVESTMENT MANAGEMENT DISTRIBUTORS LLC (Tempe AZ)
WI
09/19/2018 - 07/01/2019
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (Milwaukee WI)
BC
Issued 12/18/2019
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 06/13/2015
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/27/2024
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/19/2018
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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