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Anthony Joseph Parisi

TP Icap Global Markets Americas LLC

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About Anthony Joseph Parisi

Anthony Parisi has been in the financial industry since 1987. Anthony Parisi is currently registered with TP Icap Global Markets Americas LLC in New York, New York. Anthony Parisi is also a registered representative with FINRA. Prior to TP Icap Global Markets Americas LLC, Anthony Parisi was registered with ICAP Securities USA LLC, Garban LLC and RMJ Securities Corp. Anthony Parisi holds the Series 63, Series 72 and SIE licenses.

Firm Information

Anthony Parisi is currently registered with TP Icap Global Markets Americas LLC. TP Icap Global Markets Americas LLC is a Limited Liability Company formed in June 1998. It is registered in 35 states and has one SEC registration.

Not reported

Assets Under Management

Not reported

Total Clients

119

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Anthony Parisi’s Registration & Firm History

NY

06/30/2023 - Present

TP Icap Global Markets Americas LLC (New York NY)

NY

02/15/2002 - 06/30/2023

ICAP SECURITIES USA LLC (NEW YORK NY)

NY

01/27/1989 - 01/25/2002

GARBAN LLC (NEW YORK NY)

NY

07/25/1987 - 01/24/1989

RMJ SECURITIES CORP. (NEW YORK NY)

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Licenses & Designations

BC

Issued 11/04/2019

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 72 - Government Securities Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Anthony Joseph Parisi. Review regulatory record here.
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