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Anthony Joseph Palma

Prudential Annuities Distributors, Inc.

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About Anthony Joseph Palma

Anthony Palma is a financial professional with over 15 years of experience in the industry. Anthony is currently registered with Prudential Annuities Distributors, Inc. and has a Series 6, Series 26, and Series 63 license. Anthony also holds the SIE designation. Anthony has been registered in 18 states and the District of Columbia. Prior to joining Prudential Annuities Distributors, Inc., Anthony worked with Delaware Distributors, L.P.

Firm Information

Anthony Palma is currently registered with Prudential Annuities Distributors, Inc.. Prudential Annuities Distributors, Inc. is a corporation formed in September 1987. It is registered in all 50 states, the District of Columbia, and Puerto Rico, as well as with the SEC. The firm has been the subject of 2 regulatory events and 1 civil event.

Not reported

Assets Under Management

Not reported

Total Clients

554

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Anthony Palma’s Registration & Firm History

CT

04/28/2008 - Present

Prudential Annuities Distributors, Inc. (SHELTON CT)

PA

06/25/2007 - 03/28/2008

DELAWARE DISTRIBUTORS, L.P. (PHILADELPHIA PA)

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Licenses & Designations

BC

Issued 08/17/2007

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 08/12/2020

Series 26 - Investment Company Products/Variable Contracts Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 06/22/2007

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Anthony Joseph Palma.
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