Unclaimed
Anthony Mottolese is a registered representative with Dowling & Partners Securities LLC. Anthony has been in the financial services industry since April 2021. Anthony holds the Series 63, Series 86, Series 87 and Series 7TO licenses and is currently registered in Connecticut. Anthony is also a registered principal with the firm.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CT
04/09/2021 - Present
Dowling & Partners Securities LLC (FARMINGTON CT)
BC
Issued 07/08/2021
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/20/2022
Series 87 - Research Analyst Exam - Part II Regulations Module
BC
Issued 04/04/2022
Series 86 - Research Analyst Exam - Part I Analysis Module
BC
Issued 04/08/2021
Series 7TO - General Securities Representative Examination
BC
Issued 12/18/2020
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
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