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Anthony Joseph Mottolese

Dowling & Partners Securities LLC

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About Anthony Joseph Mottolese

Anthony Mottolese is a registered representative with Dowling & Partners Securities LLC. Anthony has been in the financial services industry since April 2021. Anthony holds the Series 63, Series 86, Series 87 and Series 7TO licenses and is currently registered in Connecticut. Anthony is also a registered principal with the firm.

Firm Information

Anthony Mottolese is currently registered with Dowling & Partners Securities LLC. Dowling & Partners Securities LLC is a Limited Liability Company formed on July 1, 1994. The firm is registered in eight states: California, Connecticut, Florida, Illinois, Massachusetts, New Hampshire, New York, and Ohio. It also has an approved SEC registration.

Not reported

Assets Under Management

Not reported

Total Clients

26

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Anthony Mottolese’s Registration & Firm History

CT

04/09/2021 - Present

Dowling & Partners Securities LLC (FARMINGTON CT)

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Licenses & Designations

BC

Issued 07/08/2021

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 05/20/2022

Series 87 - Research Analyst Exam - Part II Regulations Module

BC

Issued 04/04/2022

Series 86 - Research Analyst Exam - Part I Analysis Module

BC

Issued 04/08/2021

Series 7TO - General Securities Representative Examination

BC

Issued 12/18/2020

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

I

Investors' Exchange LLC

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Anthony Joseph Mottolese.
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