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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Anthony? Claim Your ProfileAnthony Lopez is a financial advisor at Cambridge Investment Research Advisors, Inc. Anthony has been working in the financial industry since 2001. Anthony has a Series 7, Series 31 and Series 66 license. Anthony specializes in Retirement Planning, Estate Planning, Education Funding, and Insurance. Anthony is registered with the state of Texas and Florida.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Solicitation fees from 3rd party money managers
1
2
TX
02/04/2020 - Present
Cambridge Investment Research Advisors, Inc. (Surfside Beach TX)
TX
07/21/2016 - 07/16/2019
CALTON & ASSOCIATES, INC. (Houston TX)
TX
05/31/2012 - 08/15/2016
LPL FINANCIAL LLC (HOUSTON TX)
TX
11/21/2002 - 06/01/2012
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (HOUSTON TX)
NY
09/27/2001 - 10/24/2002
MORGAN STANLEY DW INC. (PURCHASE NY)
BOTH
Issued 11/16/2001
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/26/2001
Series 31 - Futures Managed Funds Examination
BC
Issued 09/26/2001
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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