Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Anthony? Claim Your ProfileAnthony Hazen is a financial advisor with Vistia Capital, LLC, a registered investment advisor firm. Anthony has been in the financial services industry since 2002. Anthony's experience includes working with a variety of clients, including individual investors, families, and businesses. Anthony is committed to providing clients with personalized financial advice and investment strategies that are tailored to their individual needs. Anthony holds the Series 3, 7, 24, and 63 licenses. Anthony is registered with the Financial Industry Regulatory Authority (FINRA) and is licensed in multiple states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CO
08/20/2021 - Present
Vistia Capital, LLC (CASTLE ROCK CO)
CA
11/15/2018 - 08/20/2021
PATRICK CAPITAL MARKETS, LLC (San Diego CA)
CA
06/30/2016 - 12/03/2018
ESF EQUITY, LP (SAN JUAN CAPISTRANO CA)
CA
02/11/2016 - 09/24/2018
SELECT CAPITAL CORPORATION (SAN JUAN CAPISTRANO CA)
NY
07/27/2015 - 12/15/2015
CANTOR FITZGERALD & CO. (NEW YORK NY)
TX
07/08/2014 - 08/03/2015
NEXBANK SECURITIES INC (DALLAS TX)
NY
01/07/2011 - 06/24/2014
BLUEROCK CAPITAL MARKETS LLC (NEW YORK NY)
AZ
06/08/2009 - 01/04/2011
SELECT CAPITAL CORPORATION (PHOENIX AZ)
UT
01/02/2009 - 06/01/2009
ORCHARD SECURITIES, LLC (PLEASANT GROVE UT)
UT
07/02/2008 - 01/02/2009
OMNI BROKERAGE, INC. (SOUTH JORDAN UT)
NY
07/24/2007 - 05/22/2008
CRUCIBLE CAPITAL GROUP, INC. (NEW YORK NY)
CA
07/30/2002 - 01/31/2006
ALTEGRIS INVESTMENTS, INC. (LA JOLLA CA)
NJ
01/28/1995 - 08/11/1995
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
NY
05/04/1994 - 01/28/1995
KIDDER, PEABODY & CO. INCORPORATED (NEW YORK NY)
NE
02/25/1994 - 03/10/1994
WATERHOUSE SECURITIES, INC. (OMAHA NE)
NY
11/02/1993 - 02/15/1994
SMITH BARNEY SHEARSON INC. (NEW YORK NY)
CO
09/14/1993 - 10/06/1993
CHATFIELD DEAN & CO., INC. (GREENWOOD VILLAGE CO)
BC
Issued 07/03/2002
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 06/03/1994
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/21/2015
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/16/2003
Series 3 - National Commodity Futures Examination
BC
Issued 07/29/2002
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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