Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Anthony? Claim Your ProfileAnthony Harris is a financial advisor with over 30 years of experience in the industry. Anthony is currently registered with LPL Financial LLC and holds licenses to provide investment advice in several states. Anthony has worked with several other firms over the years, including Wells Fargo Clearing Services, LLC, Morgan Stanley Smith Barney, and PNC Investments. Anthony holds multiple industry licenses and designations, including the Series 7, 6, 63, 65, 9, 10, 24, and SIE, as well as the Certified Financial Planner designation.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
CA
11/07/2024 - Present
LPL Financial LLC (SAN DIEGO CA)
PA
12/05/2011 - 11/09/2020
WELLS FARGO CLEARING SERVICES, LLC (SEWICKLEY PA)
PA
06/01/2009 - 01/03/2012
MORGAN STANLEY SMITH BARNEY (SEWICKLEY PA)
PA
04/02/2007 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (WEXFORD PA)
PA
09/22/2006 - 04/02/2007
MORGAN STANLEY DW INC. (PITTSBURG PA)
PA
01/01/2004 - 10/04/2006
PNC INVESTMENTS (SEWICKLEY PA)
KY
08/29/2000 - 01/01/2004
J.J.B. HILLIARD, W.L. LYONS, INC. (LOUISVILLE KY)
NY
05/28/1997 - 08/28/2000
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
MO
01/09/1995 - 05/16/1997
A. G. EDWARDS & SONS, INC. (ST. LOUIS MO)
CA
12/15/1994 - 12/31/1994
FIRST ALLIED SECURITIES, INC. (SAN DIEGO CA)
CA
06/01/1993 - 12/16/1994
FIRST AFFILIATED SECURITIES (LA JOLLA CA)
PA
11/25/1991 - 06/11/1993
PITTSBURGH INVESTMENT BROKERS, INC. (PITTSBURGH PA)
NY
06/20/1991 - 10/04/1991
MONY SECURITIES CORP. (NEW YORK NY)
VA
02/07/1991 - 06/07/1991
GNA SECURITIES, INC. (GLEN ALLEN VA)
MA
04/06/1989 - 02/04/1991
METLIFE SECURITIES INC. (SPRINGFIELD MA)
NY
04/06/1989 - 02/04/1991
METROPOLITAN LIFE INSURANCE COMPANY (NEW YORK NY)
NA
09/28/1987 - 03/29/1989
PRUCO SECURITIES CORPORATION
IA
Issued 07/11/1994
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/14/1988
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/27/2001
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 06/20/2001
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 09/21/1993
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/05/1993
Series 7 - General Securities Representative Examination
BC
Issued 09/25/1987
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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