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Anthony Joseph Graziano

Joseph Stone Capital LLC

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About Anthony Joseph Graziano

Anthony Joseph Graziano is a financial advisor with Joseph Stone Capital LLC. Anthony has been in the financial industry since 1997 and is registered with FINRA and the states of California, District of Columbia, Florida, Illinois, Iowa, Maryland, Massachusetts, Minnesota, Missouri, New York, North Carolina, Oklahoma, Puerto Rico, Texas and Washington. Anthony holds a Series 7, Series 63, Series 14, Series 24 and SIE.

Firm Information

Anthony Graziano is currently registered with Joseph Stone Capital LLC. Joseph Stone Capital LLC is a Limited Liability Company formed in 2011. The firm is registered to provide advisory services in all 50 U.S. states and Puerto Rico, as well as with the SEC. Joseph Stone Capital LLC has been the subject of 4 regulatory events and 3 arbitrations.

Not reported

Assets Under Management

Not reported

Total Clients

21

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Anthony Graziano’s Registration & Firm History

NY

06/05/2015 - Present

Joseph Stone Capital LLC (NEW YORK NY)

NY

04/08/2013 - 11/08/2013

NATIONAL SECURITIES CORPORATION (WESTBURY NY)

NY

08/29/2011 - 05/08/2012

BROOKSTONE SECURITIES, INC. (GARDEN CITY NY)

NY

09/23/2008 - 08/24/2011

SALOMON WHITNEY LLC (BABYLON VILLAGE NY)

NY

06/15/2007 - 10/10/2008

AMERICAN CAPITAL PARTNERS, LLC (FARMINGDALE NY)

NY

03/02/2004 - 06/22/2007

GUNNALLEN FINANCIAL, INC (LINDENHURST NY)

NY

08/21/2002 - 03/16/2004

JOSEPH STEVENS & COMPANY, INC. (BROOKLYN NY)

NY

08/05/1998 - 08/28/2002

LADENBURG CAPITAL MANAGEMENT INC. (BETHPAGE NY)

NY

04/16/1997 - 08/19/1997

GAINES, BERLAND INC. (BETHPAGE NY)

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Licenses & Designations

BC

Issued 04/25/1997

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 14 - Compliance Officer Examination

BC

Issued 10/18/2007

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 04/11/1997

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are 6 public disclosures for Anthony Joseph Graziano. Review regulatory record here.
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