Unclaimed
Anthony Goodavish is a financial advisor at Morgan Stanley & Co. LLC and Wealthpenn.comllc. Anthony has been in the financial services industry since 1987. Anthony is a licensed Series 6, 7, 9, 10, 24, 63, 79, 99 and SIE. Anthony is registered with the state of Utah.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
UT
01/28/2022 - Present
Morgan Stanley & Co. LLC (South Jordan UT)
NY
04/02/2007 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (NEW YORK NY)
NY
02/13/2007 - 04/02/2007
MORGAN STANLEY DW INC. (PURCHASE NY)
TX
12/20/2001 - 02/14/2007
NATIONAL FINANCIAL SERVICES LLC (WESTLAKE TX)
TX
12/21/1995 - 11/07/2006
FIDELITY BROKERAGE SERVICES LLC (WESTLAKE TX)
RI
01/15/1991 - 12/09/1994
FIDELITY DISTRIBUTORS CORPORATION (SMITHFIELD RI)
RI
05/08/1990 - 12/31/1990
FIDELITY BROKERAGE SERVICES, INC. (SMITHFIELD RI)
RI
08/28/1989 - 05/04/1990
FIDELITY DISTRIBUTORS CORPORATION (SMITHFIELD RI)
RI
01/06/1987 - 08/26/1989
FIDELITY BROKERAGE SERVICES, INC. (SMITHFIELD RI)
NA
03/27/1986 - 12/16/1986
FIDELITY DISTRIBUTORS CORPORATION
NA
12/10/1985 - 02/12/1986
FIRST INVESTORS CORPORATION
BC
Issued 12/05/1985
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 07/06/1987
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 02/09/1987
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/16/1987
Series 3 - National Commodity Futures Examination
BC
Issued 09/20/1986
Series 7 - General Securities Representative Examination
BC
Issued 12/09/1985
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
MIAX Sapphire
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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