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Anthony Joseph Goodavish

Morgan Stanley & Co. LLC

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About Anthony Joseph Goodavish

Anthony Goodavish is a financial advisor at Morgan Stanley & Co. LLC and Wealthpenn.comllc. Anthony has been in the financial services industry since 1987. Anthony is a licensed Series 6, 7, 9, 10, 24, 63, 79, 99 and SIE. Anthony is registered with the state of Utah.

Firm Information

Anthony Goodavish is currently registered with Morgan Stanley & Co. LLC. Morgan Stanley & Co. LLC is a Limited Liability Company formed on December 3, 1969. It is registered in 53 states and has one approved SEC registration. The firm has been involved in 471 Regulatory Events, 5 Civil Events, and 54 Arbitrations.

Not reported

Assets Under Management

Not reported

Total Clients

462

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Anthony Goodavish’s Registration & Firm History

UT

01/28/2022 - Present

Morgan Stanley & Co. LLC (South Jordan UT)

NY

04/02/2007 - 06/01/2009

MORGAN STANLEY & CO. INCORPORATED (NEW YORK NY)

NY

02/13/2007 - 04/02/2007

MORGAN STANLEY DW INC. (PURCHASE NY)

TX

12/20/2001 - 02/14/2007

NATIONAL FINANCIAL SERVICES LLC (WESTLAKE TX)

TX

12/21/1995 - 11/07/2006

FIDELITY BROKERAGE SERVICES LLC (WESTLAKE TX)

RI

01/15/1991 - 12/09/1994

FIDELITY DISTRIBUTORS CORPORATION (SMITHFIELD RI)

RI

05/08/1990 - 12/31/1990

FIDELITY BROKERAGE SERVICES, INC. (SMITHFIELD RI)

RI

08/28/1989 - 05/04/1990

FIDELITY DISTRIBUTORS CORPORATION (SMITHFIELD RI)

RI

01/06/1987 - 08/26/1989

FIDELITY BROKERAGE SERVICES, INC. (SMITHFIELD RI)

NA

03/27/1986 - 12/16/1986

FIDELITY DISTRIBUTORS CORPORATION

NA

12/10/1985 - 02/12/1986

FIRST INVESTORS CORPORATION

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Licenses & Designations

BC

Issued 12/05/1985

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 9 - General Securities Sales Supervisor - Options Module Examination

BC

Issued 01/02/2023

Series 10 - General Securities Sales Supervisor - General Module Examination

BC

Issued 07/06/1987

Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)

BC

Issued 02/09/1987

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 01/02/2023

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 11/16/1987

Series 3 - National Commodity Futures Examination

BC

Issued 09/20/1986

Series 7 - General Securities Representative Examination

BC

Issued 12/09/1985

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

B

BOX Exchange LLC

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe C2 Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

L

Long-Term Stock Exchange, Inc.

M

MEMX LLC

M

MIAX Emerald, LLC

M

MIAX PEARL, LLC

M

MIAX Sapphire

M

Miami International Securities Exchange, LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE Chicago, Inc.

N

NYSE National, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq GEMX, LLC

N

Nasdaq ISE, LLC

N

Nasdaq MRX, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Anthony Joseph Goodavish.
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