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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Anthony? Claim Your ProfileAnthony Ferrer is an active advisor registered with both FINRA and state regulators. Anthony is a registered representative of Merrill Lynch, Pierce, Fenner & Smith Inc. where Anthony has been employed since January of 2020. Anthony has passed the Series 7TO, Series 66 and SIE exams and has over 4 years of experience in the securities industry. Anthony is currently registered in 14 states, including California, Connecticut, Florida, Maine, Massachusetts, New Hampshire, New Jersey, New York, Rhode Island, Texas, Vermont and Virginia. Anthony's firm, Merrill Lynch, Pierce, Fenner & Smith Inc. is a large broker-dealer with over $1 trillion in assets under management. Anthony's firm provides a variety of advisory services to individuals, families, businesses and institutions.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
RI
10/06/2021 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (PROVIDENCE RI)
BOTH
Issued 12/11/2020
Series 66 - Uniform Combined State Law Examination
BC
Issued 11/03/2020
Series 7TO - General Securities Representative Examination
BC
Issued 02/25/2020
SIE - Securities Industry Essentials Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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