Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Anthony? Claim Your ProfileAnthony Dorval is a financial advisor with over 23 years of experience in the financial services industry. Anthony is currently registered with Moors & Cabot, Inc. and has been with the firm since September 2013. Previously, Anthony was registered with New England Securities and Merrill Lynch. Anthony holds several licenses and certifications, including Series 7, Series 24, Series 3, Series 31, Series 52, Series 53, and the SIE. Anthony has also obtained the Certified Financial Planner designation. Anthony specializes in providing financial advice to individuals, businesses, and institutions.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
FL
09/17/2013 - Present
Moors & Cabot, Inc. (WINTER PARK FL)
FL
03/31/2003 - 09/17/2013
NEW ENGLAND SECURITIES (ORLANDO FL)
NY
03/11/1999 - 04/01/2003
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
BOTH
Issued 03/20/1999
Series 66 - Uniform Combined State Law Examination
BC
Issued 12/19/2008
Series 53 - Municipal Securities Principal Examination
BC
Issued 12/29/2006
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/23/2013
Series 31 - Futures Managed Funds Examination
BC
Issued 12/02/2013
Series 3 - National Commodity Futures Examination
BC
Issued 03/10/1999
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
Nasdaq Stock Market
N
New York Stock Exchange
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