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Anthony Joseph Cooper

Cowen AND Co.

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About Anthony Joseph Cooper

Anthony Cooper is a financial advisor based in Stamford, Connecticut. He is affiliated with Cowen and Co. Anthony has been in the industry since June 6, 1998, and is a Series 7, Series 24, Series 52, Series 55, Series 63, Series 4 and SIE licensed professional. He has previously been affiliated with CRT Capital Group LLC and Olde Discount Corporation. He is registered in Connecticut, California, Illinois and New York.

Firm Information

Anthony Cooper is currently registered with Cowen AND Co.. Cowen AND Co. is a Limited Liability Company that was formed on January 15, 2004. The firm is registered in 53 states and the SEC and offers advisory services. Cowen AND Co. has been involved in 46 regulatory events and 8 arbitration cases.

Not reported

Assets Under Management

Not reported

Total Clients

142

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Anthony Cooper’s Registration & Firm History

CT

05/09/2016 - Present

Cowen AND Co. (Stamford CT)

CT

12/23/1998 - 05/11/2016

CRT CAPITAL GROUP LLC (STAMFORD CT)

MI

03/10/1998 - 09/24/1998

OLDE DISCOUNT CORPORATION (DETROIT MI)

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Licenses & Designations

BC

Issued 03/13/1998

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 07/24/2006

Series 4 - Registered Options Principal Examination

BC

Issued 08/29/2000

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 57TO - Securities Trader Exam

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 04/01/2001

Series 55 - Limited Representative-Equity Trader Exam

BC

Issued 06/11/1998

Series 7 - General Securities Representative Examination

BC

Issued 03/09/1998

Series 52 - Municipal Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE Chicago, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq ISE, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Anthony Joseph Cooper.
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