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Anthony Joseph Chiaro

Samuel A. Ramirez & Company, Inc.

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About Anthony Joseph Chiaro

Anthony Joseph Chiaro is a registered representative with Samuel A. Ramirez & Company, Inc. Anthony has been in the securities industry since November 2, 1984. He has worked at several firms in the past, including BMO Capital Markets GKST INC., Shay Financial Services, Inc., and Shay Financial Services Co. Anthony is licensed to sell securities in 16 states.

Firm Information

Anthony Chiaro is currently registered with Samuel A. Ramirez & Company, Inc.. Samuel A. Ramirez & Company, Inc. is a corporation formed in 1971. It is registered in 51 states and the District of Columbia, as well as with the Securities and Exchange Commission (SEC). The firm has been involved in 6 regulatory events and 2 arbitrations.

Not reported

Assets Under Management

Not reported

Total Clients

118

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Anthony Chiaro’s Registration & Firm History

NY

11/02/2015 - Present

Samuel A. Ramirez & Company, Inc. (NEW YORK NY)

NY

07/12/2012 - 10/19/2015

BMO CAPITAL MARKETS GKST INC. (NEW YORK NY)

NJ

11/11/1997 - 07/05/2012

SHAY FINANCIAL SERVICES, INC. (SUMMIT NJ)

TX

07/18/1994 - 12/08/1997

SHAY FINANCIAL SERVICES CO. (IRVING TX)

NA

07/18/1994 - 12/03/1997

SHAY GOVERNMENT SECURITIES CO.

NA

09/01/1989 - 07/20/1994

PRINTON, KANE GROUP, INC.

NA

06/23/1988 - 09/01/1989

PRINTON, KANE GOVERNMENT SECURITIES, INC.

NA

11/14/1984 - 09/01/1989

PRINTON KANE & CO., L.P.

NA

08/21/1987 - 07/18/1988

PRINTON, KANE GOVERNMENT SECURITIES, L.P.

NA

05/22/1984 - 06/20/1984

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

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Licenses & Designations

BC

Issued 11/18/1986

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 09/15/2008

Series 53 - Municipal Securities Principal Examination

BC

Issued 12/08/1994

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 52TO - Municipal Securities Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 05/19/1984

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Anthony Joseph Chiaro.
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